Roger Brooks

Managing Director




Roger Brooks is a Managing Director at one of the nation’s premier insurance and benefit consulting firms.  Roger’s 42-year practice concentrates on unique estate and income tax strategies for his high net worth clientele.  He also consults with large and small companies in the area of business succession planning as well as employee and executive benefit programs.

He has spoken at the Forum 400, and to several Estate Planning Councils around the country. Roger is a Chartered Financial Consultant (ChFC) and Chartered Life Underwriter (CLU).

Roger has been a Board Member of the Forum 400 (Invitation only to top 250 advisors in the country), Advisory Council for Protective Life, Chief Executive Board International, Pacific Life, AXA, and Sun Life. He was on the board of directors for 7 years as Treasurer and  Chairman of the Board for Carolina Tiger Rescue in Pittsboro, NC and 5 years on the finance committee at Thornblade Country Club. Roger is currently on the Finance Committee and the Board of Directors for the Greenville Humane Society.

He has been married for 45 years to his better half, Patti. They have 3 grown children, 3 granddaughters, and a rescue dog! Roger enjoys golf, travel and hiking.

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Insurance services provided by SBSI, Inc.

Securities may be offered through Kestra Investment Services, LLC (Kestra IS), member FINRA/SIPC. Investment Advisory Services may be offered through Kestra Advisory Services, LLC (Kestra AS). NFP Insurance Solutions is a marketing name and platform used by affiliated and nonaffiliated companies, including but not limited to SBSI, Inc., using the services of NFP Insurance Services, Inc. (NFPISI), a subsidiary of NFP Corp.  PartnersFinancial is a division of NFPISI. Kestra IS and Kestra AS are not affiliated with SBSI, Inc. or NFP Corp. Kestra IS, Kestra AS, and NFP Corp. and its subsidiaries do not provide tax or legal advice and are not Certified Public Accounting (CPA) firms. Not all professionals listed on this site are licensed to offer securities or Investment Advisory Services. Investor Disclosures 

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