Roger Brooks, CLU, ChFC

Managing Director

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864-558-0075

BIOGRAPHY

Roger Brooks is a Managing Director at one of the nation’s premier insurance and benefit consulting firms.  Roger’s 41 year practice concentrates on unique estate and income tax strategies for his high net worth clientele.  He also consults with large and small companies in the area of business succession planning as well as employee and executive benefit programs.

He has spoken at the Forum 400, and to several Estate Planning Councils around the country. Roger is an Investment Advisor Representative (IAR), Chartered Financial Consultant (ChFC) and Chartered Life Underwriter (CLU). He is a member of the Greenville County Estate Planning Council.

Roger has been a Board Member of the Forum 400 (Invitation only to top 250 advisors in the country) and on the Advisory Council for Protective Life. He has also been an Advisory Board member for Chief Executive Boards International, Pacific Life, AXA, and Sun Life. He was on the board of directors for 7 years as Treasurer and  Chairman of the Board for Carolina Tiger Rescue in Pittsboro, NC, and is currently on the Finance Committee and the Board of Directors for the Greenville Humane Society.

He has been married for 44 years to his better half, Patti. They have 3 grown children, 3 granddaughters, and a rescue dog! 

Check the background of this investment professional on FINRA's BrokerCheck.

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Insurance services provided by SBSI, Inc.

*Securities may be offered through Kestra Investment Services, LLC (Kestra IS), member FINRA/SIPC. Investment Advisory Services may be offered through Kestra Advisory Services, LLC (Kestra AS). NFP Insurance Solutions is a marketing name and platform used by affiliated and nonaffiliated companies, including but not limited to SBSI, Inc., using the services of NFP Insurance Services, Inc. (NFPISI), a subsidiary of NFP Corp.  PartnersFinancial is a division of NFPISI. SBSI, Inc. is not affiliated with Kestra IS, Kestra AS, or NFP Corp.. Kestra IS, Kestra AS, and NFP Corp. and its subsidiaries do not provide tax or legal advice and are not Certified Public Accounting (CPA) firms. Not all professionals listed on this site are licensed to offer securities or Investment Advisory Services.

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